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About the Role

The Compliance Manager will assist in ensuring the Intercontinental Exchange Group (ICE) clearing house in the Netherlands meets its regulatory requirements. This role supports the Chief Compliance Officer in developing and executing a risk-based Compliance Programme, involving policy maintenance, monitoring, training facilitation, and providing business advice.

Responsibilities

• Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
• Evaluate the efficiency of controls and processes and make recommendations for improvements.
• Participate in the identification and assessment of possible compliance risks for (new) business and projects.
• Develop a thorough understanding of operations and associated (clearing & trading) business.
• Execution of corporate secretarial duties for the Board and/or sub-committees.
• Reporting to senior management and external regulatory bodies (including regulatory requests and audits) as appropriate.
• Support the oversight of members within the (Clearing) Rules Framework (e.g. onboarding process, monitoring, surveillance, investigations).
• Keep abreast of regulatory developments and develop compliance policies.
• Perform various administrative, project management, and regulatory tasks, and support the ICE organization and businesses (including relevant affiliates).

Requirements

• Proven regulatory, compliance risk management and monitoring experience.
• Good understanding of the financial markets, financial services regulation and corporate governance requirements.
• Excellent communication, organization, and time management skills with appropriate attention to detail.
• Comfortable communicating with colleagues across all levels within the ICE Group.
• Proficient at identifying problems and working efficiently to resolve issues.

Skills

• Problem solving
• Communication
• Organization
• Time management
• Attention to detail
• Analytical and structured way of working

Location

• Netherlands

Work Type

• Full-time

Experience Level

• 7-10 years of relevant experience

Education Level

• Bachelor’s or Master’s degree

Salary/Compensations

• 89,000 - 127,000 EUR

Benefits

• Healthcare coverage

About the Company

• Intercontinental Exchange Group (ICE) is a global leader in data, analytics, and trading across the financial markets.

Equal Opportunity

• At ICE, we compensate employees based on objective and gender-neutral criteria including skillset, qualifications and experience of the individual.