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About the Role

As a Compliance Analyst, you will play a key role in monitoring business practices and ensuring compliance with regulatory requirements across our organization. This position offers an excellent opportunity to showcase your expertise and fully leverage your potential within a caring and trusted organization. People and their development are at the heart of everything we do, fostering an environment that encourages collaboration and innovation.

Responsibilities

Conduct reviews related to the business practices of independent advisors.
Perform analyses and prepare recommendation reports.
Collaborate on reviews of advisors' business practices and recommend appropriate corrective actions.
Support various business lines and partners by conducting analyses and assessments related to compliance requirements applicable to the distribution and manufacturing of financial products and services.
Participate in compliance department projects where your expertise is required.

Requirements

Strong analytical and problem-solving skills.
Organizational skills, autonomy, and attention to detail.
Strong communication skills and the ability to formulate clear and actionable recommendations.
Collaborative mindset and ability to adapt in a constantly evolving environment.
Solid understanding of regulatory requirements applicable to the distribution of financial products, including those established by the AMF and other regulatory bodies.

Skills

Analytical skills
Problem-solving skills
Organizational skills
Attention to detail
Communication skills
Collaboration
Adaptability
French (advanced level)

Location

Quebec / 1080, Grande Allee West
Montreal / 1981 McGill College Avenue
Toronto / 26 Wellington Street East

Work Type

Hybrid

Experience Level

Minimum of 3 years of experience in the financial services industry, ideally in compliance or financial product distribution.

Education Level

Bachelor's degree in Law, Business Administration, Finance, or another relevant field.

Benefits

Flexible group insurance
Competitive pension plan
Stock purchase plan
Vacation and wellness/personal development days
Telemedicine
Employee and family assistance program
Ergonomic furniture program
Performance bonus
Discounts on iA products

About the Company

iA Financial Group is the strength of a company with a human side, with its over 8,000 employees.
Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.
With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States.
The secret to our success? Investing in you, one person at a time.
For over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.
At iA, we’re invested in you.

Equal Opportunity

At iA Financial Group, we support and celebrate diversity.
We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.