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About the Role

As an Associate of the US Legal Entity Reporting, Supervision & Support Team within Chief Financial Officer / Regional Finance, you'll be an integral part of the Bank's regulatory reporting function. You will perform the daily Commodity Futures Trading Commission (CFTC) client segregation calculations to ensure accuracy, timeliness, and completion of regulatory Segregated/Secured/Cleared Swaps Customer reports. You will compile daily analytics for reporting to management. You will ensure proper compliance with existing rules and regulations as well as apply new regulations. Deutsche Bank is investing heavily in regulatory reporting, which means we are investing in you.

Responsibilities

Perform the daily client segregation calculation to ensure accuracy, timeliness, and completion
Aid in the preparation of Securities and Exchange Commission (SEC) rule 15c3-3 calculation
Assist in month-end close process
Liaise with Operational leads to ensure proper reconciliations are received for input into the computations and escalate when appropriate
Ensure proper compliance with existing rules and regulations as well as apply new regulations
Review existing/create enhanced control reporting metrics to identify potential areas requiring attention and/or remediation

Requirements

Relative securities/banking industry experience
US CFTC client segregation regulation experience required
US SEC client protection regulation experience beneficial
Trade life cycle knowledge preferred (trade capture to books and records), inclusive of funding as well as segregation calculations
Position will require liaising with other divisions (Finance, Compliance, Front Office, Legal, & Risk management) as required
Ability to manage multiple tasks with competing deadlines and priorities
Ability to work in a structured and organized manner and be a self-starter
Experience with Service Risk Owner and independent auditors' examinations
Excellent written, communication, and analytical skills
Knowledge of stock record & broker/dealer accounting activity

Skills

US CFTC client segregation regulation
US SEC client protection regulation
Trade life cycle knowledge
Written communication
Analytical skills

Location

New York, NY

Work Type

Hybrid

Experience Level

Associate

Salary/Compensations

$65,000 to $105,500

Benefits

Generous vacation, personal and volunteer days
Employee Resource Groups support
Health and wellbeing benefits
Retirement savings plans
Parental leave
Family building benefits
Educational resources
Matching gift and volunteer programs
Physical, emotional, and financial wellness benefits

About the Company

For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people – in around 60 countries and across more than 150 nationalities. Their deep understanding, insights, expertise, and passion help our clients navigate an increasingly complex world – be it in our Corporate Bank, our Private Bank, our Investment Bank or our Asset Management (DWS) division. Together we can make a great impact for our clients at home and abroad, securing their lasting success and financial security.

Equal Opportunity

We welcome applications from all people and promote a positive, fair and inclusive work environment. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.