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About the Role

Operational Risk Management (ORM) plays an essential role in driving and embedding a risk intelligent culture and operational excellence across our firm. You will have the opportunity to work closely with multiple internal and external business partners including external auditors, middle & back-office teams, compliance officers and senior leaders. Familiarity with the investment industry and its standards as well as a variety of business applications and technologies assist in you adding value from day 1!

Responsibilities

Play a leadership role in coordinating the SOC1 audit, internal controls review, and security attestations working with business, operational and technology teams and external auditors.
Work collaboratively with the ORM team and business partners to identify, monitor and report on operational risk incidents, issues, trends and outcomes to Senior Leaders on a regular basis.
Collaborate with Senior Leaders, business, and project teams to identify and assess operational risks, review the effectiveness of controls, mitigation strategies or improvement plans.
Provide recommendations for cost effective operational risk mitigation strategies or action items across all business areas, projects or other strategic initiatives.
Evolve and progress the Operational Risk Management framework, policies and procedures in line with business and industry developments.
Lead training and educational seminars on Risk Intelligent culture and components parts of the Operational Risk framework and platform.
Research and share knowledge of latest operational risk management techniques and practices across the team; leverage your experience to implement leading practices.

Requirements

Minimum of 7 years in internal audit or Operational Risk Management experience, ideally in financial services.
Expert knowledge of SOC1 reporting, risk and control management frameworks, and broad-based business practices.
Organizational, project management skills and subject matter expertise are critical success factors.
Completion of relevant qualification or certification is an asset.
Thought leader and influencer able to work successfully with a diversity of individuals and teams at all organization levels.
Excellent communications skills enable you to foster a risk intelligent culture, effectively share your ideas and productively challenge the status quo.
Creative thinker with an analytical mindset.
Ability to ask questions, identify root causes and solve problems.
Collaborative spirit for developing and maintaining productive relationships.
Genuine interest in understanding others and their individual perspectives and concerns.
Ability to work independently and as part of a team, taking responsibility for the work.
Constantly take a critical eye to processes with the goal of finding improvement opportunities and are determined to meet short and long-term goals.
Like change and can seamlessly adapt to changes in the environment, the industry, our business and priorities.
Take a flexible approach to reach outcomes, course correct as required and embrace uncertainty.
Experience in or genuine interest for the investment or similar financial services industry will be beneficial to your success.

Skills

Operational Risk Management
Internal Audit
Financial Services
SOC1 reporting
Risk and control management frameworks
Business practices
Organizational skills
Project management skills
Subject matter expertise
Communication skills
Analytical mindset
Problem solving
Collaboration
Adaptability
Investment industry knowledge

Location

Canada

Work Type

Hybrid

Experience Level

7+ years

Education Level

Relevant qualification or certification is an asset

Salary/Compensations

$105,000 to $155,000
Annual performance bonus

About the Company

CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer.

Equal Opportunity

All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.
AI is not used in the screening, assessment or selection of applications at this time.