Regulatory Compliance Manager (Berlin/London/Paris) at Trade Republic | Berlin, DE | Rezi

Regulatory Compliance Manager (Berlin/London/Paris) at Trade Republic

Regulatory Compliance Manager (Berlin/London/Paris)

Trade Republic · Berlin, DE

3 weeks ago

Regulatory Compliance Manager (Berlin/London/Paris)

Trade Republic · Berlin, DE

24 days ago
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About the Role

Trade Republic is Europe's largest savings platform, serving over 10 million customers across 18 countries. We aim to empower everyone to build wealth through easy, safe, and free access to financial systems. This role offers the chance to grow your career by collaborating with talented individuals and utilizing state-of-the-art technology to shape a positive financial future for millions.

Responsibilities

  • Define technical specifications for investment compliance requirements.
  • Review and optimize relevant business processes.
  • Advise the business on MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR, and other regulatory requirements.
  • Monitor the development of regulatory and legal norms across EU member states.
  • Communicate with internal and external stakeholders on investment compliance matters.
  • Prepare reports for management and supervisory authorities.
  • Process inquiries from EU supervisory authorities.
  • Collaborate closely with Risk, Legal, Finance, and People departments.
  • Engage in continuous training on various compliance topics.

Requirements

  • Successfully completed studies in economics, law, or business law, or comparable studies.
  • Ideally, several years of professional experience in investment compliance within auditing or consulting firms.
  • In-depth knowledge of relevant regulatory and legal requirements.
  • Several years of professional experience in the banking or financial services industry.
  • Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR, and other prominent EU regulatory frameworks.
  • English fluency is mandatory.
  • German and other EU languages are advantageous.

Skills

  • Investment compliance
  • MiFID II/MiFIR
  • MAD/MAR
  • MiCAR
  • PSD II
  • SRD II
  • EMIR
  • WpHG
  • MaComp
  • MaRisk
  • MaDepot
  • Regulatory analysis
  • Business process optimization
  • Stakeholder communication
  • Report preparation

Location

  • 18 countries

Work Type

  • Full-time

Experience Level

  • Several years of professional experience

Education Level

  • Degree in economics, law, or business law or comparable studies

About the Company

  • Trade Republic is the largest savings platform in Europe, operating in 18 countries with over 10 million customers and more than 150B in assets.
  • Our mission is to empower everyone to build wealth through easy, safe, and free access to financial systems.
  • We reward ownership, excellence, and high energy, focusing on outcomes and accountability.
  • We are committed to closing the pension gap and democratizing wealth in Europe.
  • We believe our team's varied identities and backgrounds make us sharper and stronger.

Equal Opportunity

  • We are committed to creating an environment where everyone feels respected and has equal opportunity to thrive in their careers.
  • For any questions on DEI during the interview process, reach out to your recruitment partner.