Impress employers and recruiters.
Choose from hundreds of resume examples.

Impress employers and recruiters.
Choose from hundreds of resume examples.

Target Resume Now

About the Role

The Global Compliance Division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm. This role is within the Financial Crime Compliance (FCC) team, focusing on Anti-Money Laundering (AML), anti-bribery, and government sanctions compliance programs in the Asia-Pacific region.

Responsibilities

• Carry out investigations to review all escalations, including insider trading, market manipulation, fraud, and suspicious asset movements.
• Conduct pre-transactional review and approval of third-party payments/deposits.
• Undertake investigations under the firm's conduct and integrity program.
• Support the country MLRO with KYC escalations, transaction reviews, and other areas of the firm’s Australian AML/CTF program.
• Perform management information reporting.
• Enhance policies and procedures.
• Conduct training.
• Work with internal audit during their reviews.
• Utilize internal and external systems and databases to complete investigations.
• Liaise with other departments to ensure thorough investigations.
• Present investigation summaries and proposed conclusions to management.
• Report suspicious activities to regulators.

Requirements

• Previous investigations background is a must.

Skills

• Clear and practical understanding of regulation relating to market abuse.
• Good knowledge of anti-money laundering, anti-bribery and corruption legislation and regulation.
• Good knowledge of financial markets and products, preferably equities and equities derivatives.
• Strong understanding of the correlation between asset classes.
• Excellent written and oral communication skills.
• Ability to adapt writing style to Goldman Sachs procedures.
• Good Excel skills.
• Strong analytical and risk assessment skills.
• Ability to adapt to new changes and challenges.
• Ability to prioritize work flows and meet deadlines.
• Ability to forge strong relationships with colleagues.
• Ability to work independently and be team-oriented.
• Proactive, self-motivated, detailed oriented and well-organized.

Location

• Asia-Pacific

Work Type

• Full-time

Experience Level

• Experienced professional

Benefits

• Training and development opportunities
• Firmwide networks
• Wellness offerings
• Personal finance offerings
• Mindfulness programs

About the Company

• Goldman Sachs is a leading global investment banking, securities and investment management firm founded in 1869.
• Headquartered in New York, the firm maintains offices around the world.
• Committed to fostering and advancing diversity and inclusion.

Equal Opportunity

• Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
• Committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.