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About the Role
The Senior Audit Manager will assess, monitor, and evaluate internal controls and risk management across Cantor Fitzgerald’s markets and banking operations. Responsibilities include performing business, regulatory, compliance, and operational audits, assisting with risk assessments, and leading department initiatives. The role involves writing and reviewing audit programs, documenting findings, and communicating with stakeholders to confirm observations and agree on action plans. Additionally, the position requires writing and reviewing audit reports that summarize risk levels, scope, findings, recommendations, and issue status.
Responsibilities
- Perform and/or manage business, regulatory, compliance, and operational audits in accordance with the Internal Audit (IA) Plan.
- Assist in the annual risk assessment process.
- Lead/manage department initiatives and special projects.
- Write and/or review detailed audit programs to test processes and internal controls.
- Document findings and liaise with auditees, senior management, and other stakeholders to confirm the accuracy of observations and agree upon action plans.
- Write and/or review clear, concise, and persuasive audit reports and other documents summarizing level of risk, scope, findings, recommendations, and the current status of the issues.
Experience Level
- Senior
About the Company
- Cantor Fitzgerald is a global investment bank providing fixed income, equity capital markets, prime, asset management, advisory, and investment banking products, services, and technology solutions.
- Cantor is affiliated with BGC Group Inc (NASDAQ: BGC), a leading global marketplace, data, and financial technology and services company.
- It is also affiliated with Newmark Group Inc (NASDAQ: NMRK), which provides commercial real estate services.
- These firms combined are known as Cantor Fitzgerald Group of Companies.
- The individual may be exposed to engagements involving these other businesses as part of the global Internal Audit team.