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About the Role
As an Analyst, Regulatory Trade Reporting within the Regulatory Operations team, you will ensure robust operational controls and regulatory compliance for Capital Markets Regulatory Trade & Transaction Reporting. You will provide subject matter expertise, oversight of control processes, and collaborate with stakeholders to drive continuous improvement and operational excellence.
Responsibilities
- Lead and oversee the execution of operational controls related to regulatory trade reporting.
- Participate in control testing and project initiatives, focusing on designing and implementing new controls for evolving regulatory requirements.
- Collaborate with internal and external stakeholders to develop a clear product vision aligned with regulatory requirements.
- Present findings, performance metrics, and recommendations to business partners and executives.
- Utilize advanced analytical skills to assess data from diverse sources, identifying gaps and opportunities for improvement in trade reporting.
- Develop actionable insights to enhance data quality and compliance.
- Establish standards for identifying and quantifying control deficiencies.
- Develop escalation paths and track issues through to full resolution, ensuring timely remediation.
- Perform reconciliations of capital markets derivatives data, including trade economics and valuations, to support accurate regulatory reporting.
- Effectively communicate complex regulatory and technical concepts to diverse audiences.
- Foster a collaborative environment to drive innovation and achieve shared goals.
Requirements
- Master’s or Bachelor’s degree in Economics, Business, Finance, or a related field.
- 1-2 years of relevant business experience in capital markets operations or regulatory reporting.
- Strong knowledge of data systems, operational processes, and regulatory trade reporting requirements, including MiFID II (ideal), and EMIR.
- Familiarity with APAC regulations (ASIC, MAS, HKMA) is an asset.
- Minimum 1-2 years of reconciliation experience with capital markets derivatives data.
- Minimum 1-2 years of experience in analytics, utilizing advanced analytical tools and techniques.
- Exceptional analytical and critical thinking abilities.
- Effective communication and presentation skills.
- Demonstrated leadership and mentoring capabilities.
- Proven ability to adapt to new technologies and regulatory changes.
- Strong attention to detail and commitment to quality.
- Must be legally eligible to work at the specified location(s) and have a valid work or study permit where applicable.
Skills
- OTC Derivative Products Knowledge
- Reconciliation
- Communication
- Collaboration
- Analytical Thinking
- Business Operations
- Controls Compliance
- Customer Service
- Operational Efficiency
- Operations Management
- Operations Support
- Prioritization
- Process Improvements
- Regulatory Compliance
- Technical Knowledge
Location
- 150 Cheapside, 1st Flr, London
Work Type
- Hybrid
- Temporary (Fixed Term)
- Full-time
Experience Level
- 1-2 years
Education Level
- Master’s degree
- Bachelor’s degree
About the Company
- We’re building a relationship-oriented bank for the modern world.
- At CIBC, we embrace your strengths and your ambitions, so you are empowered at work.
- Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
- At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them.
- Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.
- Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.
- Every day, our 48,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.
Equal Opportunity
- CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong.
- We seek applicants with a wide range of abilities and we provide an accessible candidate experience.
- If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com