About the Role
Responsible for a team of sales professionals to drive sales activities and strategies for a specific product(s) or transaction(s) and managing and developing select client relationships. Provides superior client experience and ensures compliance with risk and regulatory requirements. May assist Senior Leadership with the strategic planning for the group. Partners with sales team, relationship managers, investment bankers, traders and other internal service partners to develop, market and deliver complex capital markets solutions to our clients. Provides appropriate solutions based on in-depth assessment of client objectives and market conditions. Develops and maintains client and/or investor relationships. Allocates client coverage to optimize alignment. Coordinates the execution of sales and marketing strategies including new product development, structuring, and distribution, to maximize sales and new business activity. Continually develops knowledge of industry and market developments, deal flow and regulatory requirements. Enforces compliance with policies and regulations. Provides coaching and leadership to develop the line of business.
Responsibilities
- Drive sales activities and strategies for a specific product(s) or transaction(s)
- Manage and develop select client relationships
- Provide superior client experience
- Ensure compliance with risk and regulatory requirements
- Assist Senior Leadership with strategic planning for the group
- Partner with sales team, relationship managers, investment bankers, traders and other internal service partners to develop, market and deliver complex capital markets solutions
- Provide appropriate solutions based on in-depth assessment of client objectives and market conditions
- Develop and maintain client and/or investor relationships
- Allocate client coverage to optimize alignment
- Coordinate the execution of sales and marketing strategies including new product development, structuring, and distribution, to maximize sales and new business activity
- Continually develop knowledge of industry and market developments, deal flow and regulatory requirements
- Enforce compliance with policies and regulations
- Provide coaching and leadership to develop the line of business
Requirements
- Licensing requirements: Series 7 & 63 or able to obtain SIE, Series 7 & 63 within 120 days of hire.
- Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days of employment.
- Asset Backed Finance - SIE, 7, 79 and 63 within 180 days of employment.
- DCM (Loan Syndications & Equipment Finance) – SIE, Series 79, Series 7, and 63 within 120 days of employment.
- Derivatives – SIE, Series 7 and 63 within 120 days of employment.
- FIG – SIE, Series 7 and 63 within 120 days of employment.
- Fixed Income – SIE, Series 7 and 63 within 120 days of employment.
- Foreign Exchange – SIE, Series 7 and 63 within 120 days of employment.
- Fixed Income (Tax-Exempt): Municipal Trading and Underwriting – SIE, Series 52 and 63 (or Series 7, if taken prior to 11/7/2011, is acceptable in lieu of Series 52) within 90 days of employment.
- Municipal Sales – SIE, Series 7 or 52, and 63 within 90 days of employment.
- ESOP - SIE, 63 and 79 within 120 days of employment.
- Other appropriate licenses (e.g. supervisory licenses) may be required at the discretion of the manager.
- This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.
Skills
- Client Relationship Building
- Corporate Finance
- Decision Making
- Equity Trading Systems
- Financial Accounting
- Investments
- Investment Strategies
- Trading Strategies
- Alignment
- Decision Making and Critical Thinking
- Effective Communications
- Financial Analysis
- Financial Engineering
- Financial Services Industry
- Internal Sales and Marketing
- Sales Function
- Trading
Location
- New York, NY
Work Type
- In-office
Experience Level
- 8+ years industry-relevant experience
- 5+ years prior management experience
- Proven leadership experience with a moderate to large scope of responsibility
Education Level
- Bachelors
- Higher level education such as a Masters degree, PhD, or certifications is desirable.
- In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered.
Salary/Compensations
- Base Salary: $203,280.00 – $377,520.00
- Salaries may vary based on geographic location, market data and on individual skills, experience, and education.
- This role is incentive eligible with the payment based upon company, business and/or individual performance.
Benefits
- medical/prescription drug coverage (with a Health Savings Account feature)
- dental and vision options
- employee and spouse/child life insurance
- short and long-term disability protection
- 401(k) with PNC match, pension and stock purchase plans
- dependent care reimbursement account
- back-up child/elder care
- adoption, surrogacy, and doula reimbursement
- educational assistance, including select programs fully paid
- a robust wellness program with financial incentives
- maternity and/or parental leave
- up to 11 paid holidays each year
- 9 occasional absence days each year, unless otherwise required by law
- between 15 to 25 vacation days each year, depending on career level
- years of service
About the Company
- For nearly 160 years, PNC has strived to make a meaningful impact for our employees, customers, communities, and shareholders.
- We believe our success and positive reputation are built on open and honest dialogue, an unwavering focus on smart risk management, relationship-based customer service and community investments.
- Our inclusive workplace allows our employees to be heard, valued, and developed to do their best work.
- Being a great place to work means we are making a lasting difference for everyone we serve.
- PNC’s total rewards package includes things like time off, benefits, learning and career development, wellness programs, recognition and much more.
Equal Opportunity
- PNC provides equal employment opportunity to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other categories protected by law.
- We provide reasonable accommodations to employment applicants and qualified individuals with a disability who need an accommodation to perform the essential functions of their positions.
