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About the Role

Develops and implements the compliance program for State Street Trust and Banking Co., Ltd. and State Street Bank and Trust Company Tokyo Branch. Enhances risk management for the business in State Street Markets Japan. The ideal candidate will stay informed of applicable external regulatory environments, lead initiatives to strengthen compliance with key regulations, adhere to corporate policies, and participate in significant compliance and risk management projects.

Responsibilities

Meet requirements during regulatory inspections as an overall coordinator.
Ensure effective identification, measurement, control, and management of compliance risk (local and global) across SSGM Japan.
Provide regulatory analysis and compliance-related advice/guidance to business and infrastructure functions.
Ensure the compliance program of SSGM Japan unit satisfies applicable legal, regulatory, and internal requirements.
Develop, implement, review, and revise compliance risk management programs, policies, procedures, and systems for SSGM Japan.
Monitor applicable regulatory changes and provide effective change management within SSGM Japan.
Stay informed of new products, technologies, and applications and their implications for the assigned area.
Independently manage compliance risk management projects.
Act as a liaison with regulatory agencies, internal and external advisors, and other internal control groups on compliance/risk-related issues.
Collaborate and support Investment Services Compliance matters.
Conduct other administrative/day-to-day duties.

Requirements

Sufficient experience (+5 years) with securities/banking regulatory inspections.
Skills and experience in regulatory registration, especially licensing.
Strong Japan securities and/or banking regulatory environment experience (+5 years) gained in compliance, risk management, and/or internal control in a financial services environment.
Good working knowledge of the conduct of business rules and local regulatory requirements for securities firms/banks.
Proven interpersonal, communication, and project management skills.
Demonstrated problem-solving, decision-making, and negotiation skills.
Proven team player.
Strong communication skills; ability to influence; ability to build consensus.
Ability to develop and maintain business relationships within the business unit and across the corporation.

Skills

Interpersonal skills
Communication skills
Project management skills
Problem-solving skills
Decision-making skills
Negotiation skills
Team player
Influencing skills
Consensus building skills
Business relationship development

Location

Tokyo

Work Type

Full-time

Experience Level

+5 years

Education Level

JDSA Internal Control Manager qualification (preferred)

Benefits

Inclusive development opportunities
Flexible work-life support
Paid volunteer days
Vibrant employee networks

About the Company

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability.
We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential.
As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most.
Join us in shaping the future.

Equal Opportunity

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.