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About the Role

KKR Credit is seeking a Compliance Officer to provide oversight and monitoring to the Firm’s trading platform and activities. This role involves extensive coordination with Compliance teams globally and offers a unique opportunity to join a best-in-class Compliance Team.

Responsibilities

• Identifying, reviewing, and advising on conflicts of interest related to proposed transactions.
• Contributing to governance, reporting, and oversight of the Credit business.
• Providing real-time advice to business personnel on regulatory and internal policy issues.
• Providing compliance oversight, monitoring, and reporting to Compliance and senior management.
• Implementing policies and procedures as relevant.
• Advising on and ensuring compliance with market abuse, information barrier, wall crossing, and conflicts of interest matters.
• Monitoring, analyzing, and interpreting new rules and regulations.
• Identifying and addressing gaps between existing processes and new regulatory requirements.
• Drafting policies, procedures, and advisory bulletins.
• Conducting business-focused compliance training on new and existing regulations and firm policies.
• Liaising with internal and external audit teams, as well as internal finance and operations teams.
• Performing periodic firm-wide risk assessments on regulatory and legal matters.
• Identifying areas for enhancement in the compliance testing regime and regulatory exam preparedness.
• Assisting with the facilitation of pre-trade compliance controls and analysis.
• Managing the Firm’s security master and sensitive data points.
• Reviewing re-allocations, best execution activity, and trade overrides.
• Assisting in the identification and remediation of trade and operational-related trade errors and issues.
• Providing assistance in onboarding new client accounts.
• Managing Portfolio and Client Restricted Lists.
• Playing a key role in the identification and implementation of technical solutions that drive efficiencies.

Requirements

• Minimum of +7 years of strong regulatory compliance experience gained within an alternative asset management environment.
• Enthusiasm, motivation, curiosity, and the ability to be proactive.
• Solution-oriented self-starter with high integrity.
• Strong project management skills.
• Strong desire and ability to work as part of a collaborative team.
• Ability to make sound judgments and simultaneously manage various issues and projects in a fast-paced environment.
• Consistent attention to detail.
• Excellent interpersonal skills and relationship-building abilities.
• Effective written and oral communication skills.
• Advanced computer literacy including Microsoft Office (PowerPoint and Excel).

Location

• San Francisco

Work Type

• Full-time

Experience Level

• Vice President (VP)

Salary/Compensations

• $150,000 - $200,000 USD
• $130,000—$200,000 USD

Benefits

• Discretionary bonus, based on factors such as individual and team performance.

About the Company

• KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions.
• KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities.
• KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds.
• KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group.
• References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries.

Equal Opportunity

• KKR is an equal opportunity employer. Individuals seeking employment are considered without regard to race, color, religion, national origin, age, sex, marital status, ancestry, physical or mental disability, veteran status, sexual orientation, or any other category protected by applicable law.
• KKR will provide reasonable accommodations as required by applicable federal, state, and/or local laws.
• Individuals seeking an accommodation for the application or interview process should email Benefits@kkr.com.
• Massachusetts Applicants: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability. This notice applies only to applicants and employees who work or will work in Massachusetts, in accordance with applicable state law.