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About the Role

Interactive Brokers (U.K.) Limited is seeking an Enhanced Due Diligence (EDD) analyst to conduct thorough reviews of existing higher-risk client accounts. This role offers exposure to a business with a wide range of products and client types globally, contributing to the company's mission of simplifying and enhancing financial opportunities through advanced technology.

Responsibilities

• Conduct Enhanced Due Diligence (EDD) reviews on existing IBKR customers based on client risk ratings.
• Critically evaluate information from public searches, source of funds/wealth, beneficial ownership, and database checks.
• Review regulatory inquiries and cashiering activity to identify suspicious behavior.
• Evaluate, resolve, or recommend actions on negative news, red flags, or potential PEP matches.
• Support the Head of EDD by addressing inquiries and escalations related to the KYC/EDD program.
• Collaborate with AML, Trade Surveillance, and Special Investigations teams.
• Achieve key performance indicators to meet EDD program reporting requirements.
• Ensure adherence to firm's KYC and EDD procedures to meet regulatory expectations and AML policies.
• Liaise with the 1st Line of Defense (1LOD) on new initiatives, products, and services.
• Assist in collating information for external auditor, regulatory, and government body visits.
• Ensure AML policies and procedures remain up-to-date and are properly distributed.
• Develop communication with international counterparts to share best practices and regulatory updates.

Requirements

• At least 2+ years of experience in AML compliance, preferably within a large broker, financial institution with a European client base, or an EU/UK regulator.
• Good knowledge of EU and UK regulations and European Directives concerning KYC/EDD/CIP.
• Strong analytical skills.
• Intermediate experience with MS Outlook, MS Word, and MS Excel.
• Strong attention to detail.
• Excellent oral and written communication skills.
• Self-motivated with the ability to work both independently and within a small team.

Skills

• AML compliance
• Enhanced Due Diligence (EDD)
• Know Your Customer (KYC)
• Customer Identification Program (CIP)
• MS Outlook
• MS Word
• MS Excel

Location

• 20 Fenchurch Street, London, EC3M 3BY

Work Type

• Hybrid working model
• Full-time

Experience Level

• 2+ years

Education Level

• Bachelor's degree in law, business, finance, or accounting preferred
• Certified Anti-Money Laundering Specialist (CAMS)
• ICA Diploma

Salary/Compensations

• Salary commensurate with experience

Benefits

• Career support and development
• Performance-based discretionary cash bonus scheme
• Discretionary stock grant
• Group Life Assurance cover
• Group Income Protection
• Occupation pension scheme
• Above statutory annual leave, increasing with service
• Daily company-paid lunch and healthy snack options (when working from the office)
• Access to Private Medical Insurance, Dental Plan and/or Health Cash Plan (including dependants) *
• Corporate events
• Travel season ticket loans*
• Cycle to work scheme*
• Fitness subsidisation

About the Company

• Interactive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.
• We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
• IBKR affiliates provide global electronic brokerage services on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.
• We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers.
• Our advanced technology, competitive pricing, and global market access help clients maximize their investments.
• Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.
• Join our dynamic, multi-national team and be part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.